ISO-IEC-27001-LEAD-AUDITOR-CN PRACTICE TEST PDF & ISO-IEC-27001-LEAD-AUDITOR-CN RELIABLE STUDY NOTES

ISO-IEC-27001-Lead-Auditor-CN Practice Test Pdf & ISO-IEC-27001-Lead-Auditor-CN Reliable Study Notes

ISO-IEC-27001-Lead-Auditor-CN Practice Test Pdf & ISO-IEC-27001-Lead-Auditor-CN Reliable Study Notes

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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q213-Q218):

NEW QUESTION # 213
您正在 ABC Healthcare Services 的療養院執行 ISO 27001 ISMS 監督審核。 ABC 使用由供應商 WeCare 設計和維護的醫療保健行動應用程式來監控居民的健康狀況。在審計過程中,您了解到90%的居民家庭成員每週一次透過電子郵件和簡訊定期收到WeCare的醫療器材廣告。 ABC 與 WeCare 之間的服務協議禁止供應商使用居民的個人資料。美國廣播公司已收到許多居民及其家人的投訴。
服務經理表示,這些投訴作為資訊安全事件進行了調查,發現這些投訴是合理的。已根據不合格和糾正措施管理程序規劃並實施糾正措施。
您寫了一份不合格項“ABC 未能遵守與居民及其家庭成員的個人資料相關的資訊安全控制 A.5.34(隱私和 PII 保護)。供應商 WeCare 使用居民的個人資訊向家庭成員”,從列出的糾正和糾正措施中選擇您希望ABC 針對不合格項採取的三個選項

  • A. 服務經理提供不合格原因分析的證據以及 ABC 如何評估已實施的糾正措施的有效性
  • B. ABC 確認資訊安全控制 A.5.34 包含在適用性聲明 (SoA) 中
  • C. ABC 進行管理審查,以考慮居民家庭成員的回饋
  • D. ABC 需要收集更多關於組織如何定義管理系統範圍的證據,並找出他們是否涵蓋醫療設備製造商 WeCare
  • E. ABC 識別並檢查是否遵守涉及第三方的所有適用法律和合約要求
  • F. ABC 在對不符合項採取行動之前需要收集更多證據,說明資訊安全風險評估與已識別的不符合項之間的關係
  • G. 服務經理實施糾正措施,客戶服務代表評估所實施糾正措施的有效性
  • H. 農行指示全體員工遵守與居民家屬簽署的醫療服務協議

Answer: A,E,G

Explanation:
According to the ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) course, the following corrections and corrective actions are expected from ABC in response to the nonconformity:
B . The Service Manager provides evidence of analysis of the cause of nonconformity and how the ABC evaluates the effectiveness of implemented corrective actions. This is part of the requirement of clause 10.1 of ISO/IEC 27001:2022, which states that the organization shall determine the causes of nonconformities and evaluate the need for action to ensure that they do not recur or occur elsewhere12. The organization shall also evaluate the effectiveness of any corrective actions taken12.
F . ABC identifies and checks compliance with all applicable legislation and contractual requirements involving third parties. This is part of the requirement of clause 4.2 of ISO/IEC 27001:2022, which states that the organization shall determine the external and internal issues that are relevant to its purpose and that affect its ability to achieve the intended outcome(s) of its information security management system12. This includes the legal and contractual requirements related to the information security aspects of the organization's activities, products and services12.
G . The Service Manager implements the corrective actions and Customer Service Representatives evaluate the effectiveness of implemented corrective actions. This is part of the requirement of clause 10.1 of ISO/IEC 27001:2022, which states that the organization shall implement any action needed and retain documented information as evidence of the results of any action taken12. The organization shall also monitor, measure, analyze and evaluate the information security performance and the effectiveness of the information security management system12.
Reference:
1: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) course, CQI and IRCA Certified Training, 1
2: ISO/IEC 27001 Lead Auditor Training Course, PECB, 2


NEW QUESTION # 214
使用審計測試計劃組合的目的是什麼?

  • A. 減少頻繁審計的需要
  • B. 確保組織的所有領域都受到平等的審計
  • C. 透過多種方法驗證是否符合標準和準則

Answer: C

Explanation:
Comprehensive and Detailed In-Depth
A . Correct Answer:
Combining multiple audit test plans ensures different perspectives and validation techniques are applied, improving audit accuracy.
ISO 19011:2018 encourages a diversified approach to auditing to ensure comprehensive results.
B . Incorrect:
Not all areas require equal auditing-risk-based focus is preferred.
C . Incorrect:
Frequent audits may still be required depending on organizational needs.
Relevant Standard Reference:


NEW QUESTION # 215
情境 6:Sinvestment 是一家提供家庭保險、商業保險和人壽保險的保險公司。該公司成立於北卡羅來納州,但最近在其他地區進行了擴張,包括歐洲和非洲。
Sinvestment 致力於遵守適用於其行業的法律法規,並防止任何資訊安全事件。他們實施了基於 ISO/IEC 27001 的 ISMS 並申請了 ISO/IEC 27001 認證。
認證機構指派兩名審核員進行審核。與Sinvestment簽訂保密協議後。他們開始了審計活動。首先,他們審查了標準要求的文件,包括 ISMS 範圍聲明、資訊安全政策和內部稽核報告。審查過程並不容易,因為儘管 Sinvestment 表示他們已製定文件程序,但並非所有文件都具有相同的格式。
隨後,審計小組對Sinvestment的高階主管進行了多次訪談,以了解他們在ISMS實施中的作用。第一階段審計的所有活動都是遠端進行的,除了根據 Sinvestment 的要求在現場進行的文件資訊審查之外。
在此階段,審計人員發現沒有與資訊安全培訓和意識計劃相關的文件。被問及時,Sinvestment代表表示,公司已為所有員工提供資訊安全培訓課程。第一階段審計讓審計團隊對 Sinvestment 的營運和 ISMS 有了整體了解。
第二階段審核在第一階段審核三週後進行。審計小組觀察到,行銷部門(未包含在審計範圍內)沒有適當的程序來控制員工的存取權限。由於控制員工的存取權限是ISO/IEC 27001的要求之一,並且已包含在公司的資訊安全政策中,因此該問題包含在審計報告中。此外,在第二階段審計中,審計小組觀察到Sinvestment沒有記錄使用者活動日誌。
該公司的程序規定“記錄用戶活動的日誌應保留並定期審查”,但該公司沒有提供任何執行該程序的證據。
在所有審核活動中,審核員透過觀察、訪談、文件化資訊審查、分析和技術驗證來收集資訊和證據。對第一階段和第二階段的所有審核結果進行了分析,審核小組決定發布積極的認證建議。
根據上述場景,回答以下問題:
審計組依照Sinvestment的要求,現場審核了Sinvestment的文件資料。這是可以接受的嗎?

  • A. 是的,Sinvestment有權要求在文件資訊審核期間任何文件不得帶離現場
  • B. 否,現場和場外活動的結合可能會對審核產生負面影響
  • C. 不,Sinvestment 無法決定在哪裡進行文件審查,因為在第一階段審核之前簽署了保密協議

Answer: A

Explanation:
Yes, it is acceptable for Sinvestment to request that the review of documented information occur on-site. The company has the right to stipulate that no documents be carried off-site, especially to maintain control over sensitive information and ensure confidentiality, which aligns with the security controls expected in ISO/IEC 27001.


NEW QUESTION # 216
資訊安全是建立和維護 ________ 的問題。

  • A. 保護
  • B. 保密性
  • C. 防火牆
  • D. 信任

Answer: D

Explanation:
Information security is a matter of building and maintaining trust. Trust is the confidence that information and information processing facilities are protected from unauthorized or malicious actions that could compromise their confidentiality, integrity or availability. Trust is essential for establishing and maintaining relationships with customers, partners, suppliers, employees and other stakeholders who rely on the organization's information and services. Trust is also a key factor for achieving compliance with legal, regulatory and contractual obligations, as well as meeting the organization's own information security objectives and policies. ISO/IEC 27001:2022 defines information security as "preservation of confidentiality, integrity and availability of information" (see clause 3.28) and states that "the purpose of an information security management system is to provide a framework for managing activities that influence the trustworthiness of information" (see Introduction). Reference: CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Trust?


NEW QUESTION # 217
當審核團隊的另一位成員向您尋求澄清時,您正在進行第三方監督審核。他們被要求評估組織對控制 5.7 - 威脅情報的應用。他們知道這是 2022 年版 ISO/IEC 中引入的新控制措施之一
27001,他們希望確保正確審核控制。
他們準備了一份清單來協助他們進行審核,並希望您確認他們計劃的活動符合控制要求。
下列哪三個選項代表有效的審計追蹤?

  • A. 我將確保將產生威脅情報的任務分配給組織的內部稽核團隊
  • B. 我將確保組織的風險評估流程從有效的威脅情報開始
  • C. 我將確保採取適當措施,向最高管理階層通報目前威脅情報安排的有效性
  • D. 我將檢查是否積極使用威脅情報來保護組織資訊資產的機密性、完整性和可用性
  • E. 我將回顧如何收集和評估與資訊安全威脅相關的資訊以產生威脅情報
  • F. 我將與高階主管交談,以確保所有員工都意識到報告威脅的重要性
  • G. 我將檢視組織的威脅情報流程,並確保對此進行完整記錄
  • H. 我將確定在威脅情報的生成中是否使用內部和外部資訊來源

Answer: D,G,H

Explanation:
According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), control 5.7 requires an organization to establish and maintain a threat intelligence process to identify and evaluate information security threats that are relevant to its ISMS scope and objectives1. The organization should use internal and external sources of information, such as vulnerability databases, threat feeds, industry reports, etc., to produce threat intelligence that can be used to support risk assessment and treatment, as well as other information security activities1. Therefore, when auditing the organization's application of control 5.7, an ISMS auditor should verify that these aspects are met in accordance with the audit criteria.
Three options that represent valid audit trails for verifying control 5.7 are:
I will review the organisation's threat intelligence process and will ensure that this is fully documented: This option is valid because it can provide evidence of how the organization has established and maintained a threat intelligence process that is consistent with its ISMS scope and objectives. It can also verify that the process is documented according to clause 7.5 of ISO/IEC 27001:20221.
I will check that threat intelligence is actively used to protect the confidentiality, integrity and availability of the organisation's information assets: This option is valid because it can provide evidence of how the organization has used threat intelligence to support its risk assessment and treatment, as well as other information security activities, such as incident response, awareness, or monitoring. It can also verify that the organization has achieved its information security objectives according to clause 6.2 of ISO/IEC 27001:20221.
I will determine whether internal and external sources of information are used in the production of threat intelligence: This option is valid because it can provide evidence of how the organization has used various sources of information, such as vulnerability databases, threat feeds, industry reports, etc., to produce threat intelligence that is relevant and reliable. It can also verify that the organization has complied with the requirement of control 5.7 of ISO/IEC 27001:20221.
The other options are not valid audit trails for verifying control 5.7, as they are not related to the control or its requirements. For example:
I will speak to top management to make sure all staff are aware of the importance of reporting threats: This option is not valid because it does not provide evidence of how the organization has established and maintained a threat intelligence process or used threat intelligence to support its ISMS activities. It may be related to another control or requirement regarding information security awareness or communication, but not specifically to control 5.7.
I will ensure that the task of producing threat intelligence is assigned to the organisation s internal audit team: This option is not valid because it does not provide evidence of how the organization has established and maintained a threat intelligence process or used threat intelligence to support its ISMS activities. It may also contradict the requirement for auditor independence and objectivity, as recommended by ISO 19011:20182, which provides guidelines for auditing management systems.
I will ensure that the organisation's risk assessment process begins with effective threat intelligence: This option is not valid because it does not provide evidence of how the organization has established and maintained a threat intelligence process or used threat intelligence to support its ISMS activities. It may also imply a prescriptive approach to risk assessment that is not consistent with ISO/IEC 27005:20183, which provides guidelines for information security risk management.
I will review how information relating to information security threats is collected and evaluated to produce threat intelligence: This option is not valid because it does not provide evidence of how the organization has established and maintained a threat intelligence process or used threat intelligence to support its ISMS activities. It may also be too vague or broad to be an effective audit trail, as it does not specify what criteria or methods are used for collecting and evaluating information.
I will ensure that appropriate measures have been introduced to inform top management as to the effectiveness of current threat intelligence arrangements: This option is not valid because it does not provide evidence of how the organization has established and maintained a threat intelligence process or used threat intelligence to support its ISMS activities. It may be related to another control or requirement regarding management review or performance evaluation, but not specifically to control 5.7.


NEW QUESTION # 218
......

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